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Professional training course · AGRC-023
Compliance Management Professional
Regulatory obligations keep expanding across data protection, financial crime, sustainability, competition, health and safety and sector-specific rules. Organisations…
- 5 daysClassroom
- 14Upcoming dates
- 4Cities
- £3,850Fees from
Course overview
Why Attend
Regulatory obligations keep expanding across data protection, financial crime, sustainability, competition, health and safety and sector-specific rules. Organisations need compliance professionals who can turn obligations into practical controls and a culture of integrity.
This LLMI course covers the full compliance management cycle: identifying obligations, compliance risk assessment, policies and controls, training and communication, monitoring and testing, investigations, reporting to boards and evaluating programme effectiveness, aligned with ISO 37301 principles. Participants build key elements of a compliance management system.
The course suits both new and experienced compliance professionals across sectors.
Course Objectives
Explain compliance management principles and ISO 37301
Identify and register compliance obligations
Conduct compliance risk assessments
Design policies, controls, training and communication
Monitor, test and investigate compliance
Report to the board and evaluate programme effectiveness
Target Audience
Compliance officers and managers
Legal and risk professionals
Internal auditors
Governance professionals
Managers with compliance responsibilities
Public sector compliance staff
Course Methodology
Framework presentations
Obligation mapping workshop
Risk assessment exercises
Case studies of compliance failures
Programme design activities
Course outline
-
1Day 1: Compliance Management Foundations
- Role of compliance
- Regulatory landscape
- ISO 37301 overview
- Three lines model
- Compliance culture
- Exercise: Programme maturity review
-
2Day 2: Obligations and Risk
- Identifying obligations
- Compliance registers
- Risk assessment methods
- Prioritisation
- Ownership
- Workshop: Compliance risk assessment
-
3Day 3: Controls, Training and Communication
- Policies and procedures
- Control design
- Training programmes
- Communication
- Third parties
- Exercise: Control design
-
4Day 4: Monitoring and Investigations
- Monitoring and testing
- Data analytics
- Speak-up channels
- Investigations
- Remediation
- Case study: Regulatory enforcement
-
5Day 5: Reporting and Effectiveness
- Board reporting
- KPIs
- Programme evaluation
- Continuous improvement
- Regulator relationships
- Capstone: Compliance programme plan
Dates and fees
Questions
Frequently asked questions
How long is the Compliance Management Professional course?
The course runs over 5 days of classroom training, usually Monday to Friday.
When is the next Compliance Management Professional course?
The next public date is 16 - 20 Nov 2026 in Barcelona. There are 14 upcoming dates in total.
Where is this course held?
Upcoming sessions run in Barcelona, Munich, Amsterdam, London.
How much does the course cost?
Fees start from £3,850 per delegate, depending on the city. Fees include tuition and course materials.
Do participants receive a certificate?
Yes. Delegates who complete the course receive a London Leadership Management Innovation certificate of completion.
Can this course be delivered in-house for our team?
Yes. LLMI can tailor and deliver this course privately for your organisation at your premises or in one of our training cities.
Course information last updated 14 November 2026.
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