Compliance Management Professional

Why Attend

Regulatory obligations keep expanding across data protection, financial crime, sustainability, competition, health and safety and sector-specific rules. Organisations need compliance professionals who can turn obligations into practical controls and a culture of integrity.

This LLMI course covers the full compliance management cycle: identifying obligations, compliance risk assessment, policies and controls, training and communication, monitoring and testing, investigations, reporting to boards and evaluating programme effectiveness, aligned with ISO 37301 principles. Participants build key elements of a compliance management system.

The course suits both new and experienced compliance professionals across sectors.

Course Objectives

Explain compliance management principles and ISO 37301

Identify and register compliance obligations

Conduct compliance risk assessments

Design policies, controls, training and communication

Monitor, test and investigate compliance

Report to the board and evaluate programme effectiveness

Target Audience

Compliance officers and managers

Legal and risk professionals

Internal auditors

Governance professionals

Managers with compliance responsibilities

Public sector compliance staff

Course Methodology

Framework presentations

Obligation mapping workshop

Risk assessment exercises

Case studies of compliance failures

Programme design activities